SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities and Exchange Act of 1934
Amendment #12
Synaptics Inc
(Name of Issuer)
Common Stock
(Title of Class of Securities)
87157D109
(CUSIP Number)
June 30, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b) |
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP NO. 87157D109 |
1) | Name of Reporting Person Ameriprise Financial, Inc.
S.S. or I.R.S. Identification No. of Above Person IRS No. 13-3180631 | |||||
2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
3) | SEC Use Only
| |||||
4) | Citizenship or Place of Organization
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
6) | Shared Voting Power
3,790,960 | |||||
7) | Sole Dispositive Power
0 | |||||
8) | Shared Dispositive Power
4,014,980 | |||||
9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
4,014,980 | |||||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11) | Percent of Class Represented by Amount In Row (9)
10.16% | |||||
12) | Type of Reporting Person
HC |
CUSIP NO. 87157D109
1) | Name of Reporting Person Columbia Management Investment Advisers, LLC
S.S. or I.R.S. Identification No. of Above Person IRS No. 41-1533211 | |||||
2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
3) | SEC Use Only
| |||||
4) | Citizenship or Place of Organization
Minnesota | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
6) | Shared Voting Power
3,790,899 | |||||
7) | Sole Dispositive Power
0 | |||||
8) | Shared Dispositive Power
3,839,920 | |||||
9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,839,920 | |||||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11) | Percent of Class Represented by Amount In Row (9)
9.72% | |||||
12) | Type of Reporting Person
IA |
CUSIP NO. 87157D109 |
1) | Name of Reporting Person Columbia Seligman Technology and Information Fund
S.S. or I.R.S. Identification No. of Above Person IRS No. 13-3154449 | |||||
2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
3) | SEC Use Only
| |||||
4) | Citizenship or Place of Organization
Massachusetts | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
2,387,495 | ||||
6) | Shared Voting Power
0 | |||||
7) | Sole Dispositive Power
0 | |||||
8) | Shared Dispositive Power
2,387,495 | |||||
9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,387,495 | |||||
10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11) | Percent of Class Represented by Amount In Row (9)
6.04% | |||||
12) | Type of Reporting Person
IV |
1(a) |
Name of Issuer: | Synaptics Inc | ||
1(b) |
Address of Issuers Principal | 1109 McKay Drive | ||
Executive Offices: | San Jose, California 95131 | |||
2(a) |
Name of Person Filing: | (a) Ameriprise Financial, Inc. (AFI) | ||
(b) Columbia Management Investment | ||||
Advisers, LLC (CMIA) | ||||
(c) Columbia Seligman Technology and Information Fund (Fund) | ||||
2(b) |
Address of Principal Business Office: | (a) Ameriprise Financial, Inc. | ||
145 Ameriprise Financial Center | ||||
Minneapolis, MN 55474 | ||||
(b) 290 Congress St. | ||||
Boston, MA 02210 | ||||
(c) 290 Congress Street | ||||
Boston, MA 02211 | ||||
2(c) |
Citizenship: | (a) Delaware | ||
(b) Minnesota | ||||
(c) Massachusetts | ||||
2(d) |
Title of Class of Securities: | Common Stock | ||
2(e) |
Cusip Number: | 87157D109 |
3 | Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): |
(a) | Ameriprise Financial, Inc. |
A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
(b) | Columbia Management Investment Advisers, LLC |
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(c) | Columbia Seligman Technology and Information Fund |
An investment company in accordance with Rule 13d-1(b)(1)(ii)(D).
4 | Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person. |
CMIA and AFI do not directly own any shares of Common Stock of the issuer. As the investment adviser to the Fund and various other unregistered and registered investment companies and other managed accounts, CMIA may be deemed to beneficially own the shares reported herein by the Fund. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by the Fund.
As the parent holding company of CMIA, AFI may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.
Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.
5 | Ownership of 5% or Less of a Class: Not Applicable |
6 | Ownership of more than 5% on Behalf of Another Person: |
To the knowledge of AFI, CMIA and the Fund, no other persons besides AFI, CMIA and the Fund and those persons for whose shares of common stock CMIA and AFI report beneficial ownership have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of the securities of the issuer reported herein. As of June 30,2023, only the Fund owned more than 5% of the class of securities reported herein.
Any remaining shares reported herein by CMIA are held by various other funds or accounts managed by CMIA which each have the right to receive any dividends paid by the issuer and could terminate their respective investment advisory relationship with CMIA and then subsequently direct the use of proceeds from the sale of the common stock owned by such fund or account. To CMIAs knowledge, none of these other funds or accounts own more than 5% of the outstanding shares of the issuer as June 30,2023.
7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: |
AFI: See Exhibit I
8 | Identification and Classification of Members of the Group: |
Not Applicable
9 | Notice of Dissolution of Group: |
Not Applicable
10 | Certification: |
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: July 10, 2023
Ameriprise Financial, Inc. | ||
By: | /s/ Michael G. Clarke | |
Name: Michael G. Clarke | ||
Title: Senior Vice President, North America Head of Operations & Investor Services | ||
Columbia Management Investment | ||
Advisers, LLC | ||
By: | /s/ Michael G. Clarke | |
Name: Michael G. Clarke | ||
Title: Senior Vice President, North America Head of Operations & Investor Services | ||
Columbia Seligman Technology and Information Fund | ||
By: | /s/ Michael G. Clarke | |
Name: Michael G. Clarke | ||
Title: Senior Vice President & Chief Financial Officer | ||
Contact Information | ||
Dominic Geddes | ||
Global Head of Reporting | ||
Global Operations and Investor Services | ||
Telephone: +442074645779 |
Exhibit Index
Exhibit I |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. | |
Exhibit II |
Joint Filing Agreement |
Exhibit I
to
Schedule 13G
Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:
Investment Adviser Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
Exhibit II
to
Schedule 13G
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated July 10, 2023 in connection with their beneficial ownership of Synaptics Inc. Each of Columbia Seligman Technology and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
Ameriprise Financial, Inc. |
By: /s/ Michael G. Clarke |
Name: Michael G. Clarke |
Title: Senior Vice President, North America Head of Operations & Investor Services |
Columbia Management Investment Advisers, LLC |
By: /s/ Michael G. Clarke |
Name: Michael G. Clarke |
Title: Senior Vice President, North America Head of Operations & Investor Services |
Columbia Seligman Technology and Information Fund |
By: /s/ Michael G. Clarke |
Name: Michael G. Clarke |
Title: Senior Vice President & Chief Financial Officer |
This website contains forward-looking statements that are subject to the safe harbors created under the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended. Forward-looking statements give our current expectations and projections relating to our financial condition, results of operations, plans, objectives, future performance and business, and can be identified by the fact that they do not relate strictly to historical or current facts. Such forward-looking statements may include words such as "expect," "anticipate," "intend," "believe," "estimate," "plan," "target," "strategy," "continue," "may," "will," "should," variations of such words, or other words and terms of similar meaning. All forward-looking statements reflect our best judgment and are based on several factors relating to our operations and business environment, all of which are difficult to predict and many of which are beyond our control. Such factors include, but are not limited to, the risks as identified in the "Risk Factors," "Management's Discussion and Analysis of Financial Condition and Results of Operations" and "Business" sections of our Annual Report on Form 10-K for our most recent fiscal year, and other risks as identified from time to time in our Securities and Exchange Commission reports. Forward-looking statements are based on information available to us on the date hereof, and we do not have, and expressly disclaim, any obligation to publicly release any updates or any changes in our expectations, or any change in events, conditions, or circumstances on which any forward-looking statement is based. Our actual results and the timing of certain events could differ materially from the forward-looking statements. These forward-looking statements do not reflect the potential impact of any mergers, acquisitions, or other business combinations that had not been completed as of the date of this filing.