SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

SPECIALIZED DISCLOSURE REPORT

 

 

SYNAPTICS INCORPORATED

(Exact name of registrant as specified in its charter)

 

 

 

DELAWARE   000-49602   77-0118518

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification No.)

1251 McKay Drive

San Jose, California 95131

(Address of principal executive offices, including zip code)

John McFarland

(408) 904-1100

(Name and telephone number, including area code, of the person

to contact in connection with this report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒    

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.

 

 

 


Section 1 – Conflict Minerals Disclosure

 

Item 1.01.

Conflict Minerals Disclosure and Report.

Conflict Minerals Disclosure

Synaptics Incorporated (including its consolidated subsidiaries, the “Registrant”) is filing this Form SD pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 for the reporting period from January 1, 2019 to December 31, 2019 (the “Reporting Period”).

For the Reporting Period, the Registrant conducted, in good faith, a reasonable country of origin inquiry regarding the conflict minerals (as defined in Item 1.01(d)(3) of Form SD), as well as cobalt, that are necessary to the functionality or production of products that the Registrant manufactures or contracts to manufacture (the “Minerals”). The inquiry was reasonably designed to determine if the Minerals originated in the Democratic Republic of the Congo or an adjoining country or are from recycled or scrap sources.

The Registrant has determined that it is required to file a Conflict Minerals Report, which is attached as Exhibit 1.01 to this report. The Conflict Minerals Report is also publicly available at https://www.synaptics.com/conflict-minerals. The content on, or accessible through, any website referred to in this Form SD is not incorporated by reference into this Form SD unless expressly noted.

 

Item 1.02.

Exhibit.

The Registrant’s Conflict Minerals Report is included as Exhibit 1.01 to this report.

Section 2 – Exhibits

 

Item 2.01.

Exhibits.

 

Exhibit Number

  

Description

1.01

  

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Synaptics Incorporated
By:  

/s/ Divyesh Shah

 

Divyesh Shah

 

Senior Vice President of Operations

 

May 29, 2020

EX-1.01

EXHIBIT 1.01

CONFLICT MINERALS REPORT

This Conflict Minerals Report (“Report”) of Synaptics Incorporated and its consolidated subsidiaries (“Synaptics,” the “Registrant,” or “we”) for the calendar year ended December 31, 2019 (the “Reporting Period”), is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”), the instructions to Form SD, and the Public Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule issued by the Director of the Division of Corporation Finance of the Securities and Exchange Commission on April 29, 2014. Please refer to the Rule, Form SD, and the Securities and Exchange Commission’s (“SEC”) Release No. 34-67716 issued by the SEC on August 22, 2012, for definitions to the terms used in this Report, unless otherwise defined herein.

Synaptics is a leading worldwide developer and supplier of custom-designed human interface semiconductor product solutions that enable people to interact more easily and intuitively with a wide variety of mobile computing, communications, entertainment, and other electronic devices. Synaptics currently generates revenue from the markets for smartphones, tablets, personal computer, or PC, products, primarily notebook computers, Internet of Things, or IoT, which includes devices with voice, speech and video within smart homes, and other select electronic devices, including devices in automobiles, with our customized human interface solutions. Every solution we deliver either contains or consists of our touch-, display driver-, fingerprint authentication-based-, voice and speech-, or video-semiconductor solutions, which includes our chip, customer-specific firmware, and software. We generally supply our human interface product solutions to our original equipment manufacturer (OEM) customers either directly or through their contract manufacturers, which take delivery of our products and pay us directly for such products.

Synaptics does not engage in the actual mining of conflict minerals or cobalt (the “Minerals”), does not make purchases of raw ore or unrefined Minerals from mines, and is many steps removed in the supply chain from the mining of the Minerals. We purchase the materials used in our products from a large network of suppliers, who may contribute necessary Minerals to our products. The smelters and refiners used by our suppliers are in the best position in the total supply chain to know the origin of ores, which cannot be determined with any certainty once the ores are smelted, refined and converted to ingots, bullions or other Minerals-containing derivatives. We rely on our suppliers to assist with our due diligence efforts, including our suppliers’ self-identification of the smelters and refiners used in their supply chain, and the countries from which the Minerals used in their supply chain may originate.


I.

Products

The following products were identified during the Reporting Period as products that may contain any of the Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture, by Synaptics:

 

   

Our ClearPad® family of products is designed for clear, capacitive touchscreen solutions that enable the user to interact directly with the display on electronic devices, such as mobile smartphones, tablets, and automobiles. We typically sell our ClearPad products as a chip, together with customer-specific firmware, to sensor manufacturers or Organic Light Emitting Diode (OLED) or Liquid Crystal Display (LCD) manufacturers to integrate into their touch-enabled products. A discrete touchscreen product typically consists of a transparent, thin capacitive sensor that can be placed over any display, such as an LCD or OLED, and combined with a flexible circuit material and a touch controller chip. A display integrated touchscreen product typically consists of a capacitive touch sensor embedded into the LCD panel, combined with a flexible circuit material and a touch controller chip.

 

   

Our ClearViewTM display driver products offer advanced image processing and low power technology for displays on electronic devices, including smartphones and tablets. The adaptive image processing works in concert with proprietary customization options enabling development of efficient and cost-effective high-performance solutions and faster time to market.

 

   

Our TouchViewTM products integrate touch and display technologies to deliver advanced performance and simplified design. Our proprietary algorithms synchronize touch sensing with display driving, effectively eliminating display-induced noise and improving capacitive sensing performance. TouchView is available in two-chip and single-chip (Touch and Display Driver Integration (TDDI)) configurations.

 

   

Our Natural IDTM family of capacitive-based fingerprint sensors are designed for use in smartphones, tablets, notebook PCs, PC peripherals, automotive and other applications. Our technology uses sophisticated digital image processing to increase the security of mobile and PC products while maintaining ease of use for the customer.

 

   

Our personal computer, or PC, solutions, include our TouchPadTM, SecurePadTM ClickPadTM, ForcePadTM, Dual Pointing Solutions, and TouchStykTM product lines, which are touch-sensitive pads and other interfaces that sense the position, movement, force, or a combination thereof, applied by one or more fingers on its surface through the measurement of capacitance. The SecurePad integrates our Natural ID fingerprint sensor directly into the TouchPad area, improving usability for end users and simplifying the supply chain for notebook PC manufacturers.

 

   

Our AudioSmart® products use low-power analog mixed-signal technology and intelligent DSP algorithms for high-fidelity voice and audio processing. AudioSmart integrated circuits and algorithm solutions are used in high-performance headsets. AudioSmart far-field voice solutions are used in smart-speakers and other applications.


   

Our VideoSmart solutions include powerful media processor SoCs with optimized artificial intelligence engines for service provider platforms, over-the-top streaming devices, smart displays and other applications.

 

   

Our ImagingSmart solutions include a product portfolio that spans three distinct product lines, including document and photo imaging controllers, digital video, and fax/modem solutions. ImagingSmart products leverage image processing IP, low power encoders and DSP technology to deliver a wide range of fax/modem, digital video and printer solutions for home, business, mobile and imaging applications.

 

II.

Due Diligence

Based on the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition OECD 2016) and the due diligence framework published by the Responsible Business Alliance (RBA) and the Global e-Sustainability Initiative (GeSI), including the Responsible Minerals Initiative’s (RMI) Conflict Minerals Reporting Template for calendar year 2019 (the “Template”), we took the following measures, during the Reporting Period, to determine the source and chain of custody for the Minerals which we believed necessary to the functionality or production of products manufactured, or contracted to be manufactured, by us in the Reporting Period.

 

  1.

Synaptics identified 95 suppliers, whom we believed could provide materials containing the Minerals necessary to the functionality or production of products manufactured by us or contracted by us to be manufactured.

 

  2.

Synaptics sent out a survey, based on the Template, to the suppliers described in No. 1 above requesting them to (a) determine whether they supplied Synaptics with metals or materials containing the Minerals; (b) conduct independent due diligence on their own supply chain; (c) identify all smelters in their supply chain that supply products containing the Minerals to Synaptics; and (d) download, complete and return the Template to Synaptics identifying all smelters and, using RMI resources, determine whether such smelters were certified as conformant smelters by the RMI’s Responsible Minerals Assurance Process (RMAP). For any non-conformant smelters identified, Synaptics strongly recommended the supplier remove such non-conformant smelter from the supplier’s supply chain and required the supplier to submit a plan to Synaptics detailing its efforts to remove or replace the non-conformant smelter. In addition, Synaptics’ suppliers were required to establish and document a policy on conflict minerals.

 


  3.

100% of the suppliers identified in No. 1 above completed the steps described in No. 2 above. 27 suppliers declared that their products did not contain any of the Minerals. Of the 68 suppliers who stated their products may contain the Minerals, approximately 59% stated gold may be in the products supplied to Synaptics; approximately 75% stated tin may be in the products supplied to Synaptics; approximately 15% stated tantalum may be in the products supplied to Synaptics; approximately 29% stated tungsten may be in the products supplied to Synaptics; and approximately 29% stated cobalt may be in the products supplied to Synaptics.

  4.

100% of the suppliers who responded identified all smelters used in their supply chain in accordance with the Template and its instructions. 100% of the suppliers who stated that their products may contain the Minerals certified that the conflict minerals in the products they supplied to Synaptics are sourced from RMAP conformant smelters.1

 

  5.

Synaptics compared the smelters identified by each of our suppliers to the list of smelters identified as conformant smelters by the RMAP. 100% of the smelters used by our suppliers for tantalum, gold, tin and tungsten appeared on this list and are certified by the RMAP as conformant smelters.2 Based on the information provided by our suppliers, Synaptics believes that the facilities used to process the Minerals contained in Synaptics’ products include the smelters listed in Exhibit A below.

 

  6.

a.         Our suppliers used 38 different smelters located in 11 different countries for tantalum. These countries include Brazil, China,             Germany, India, Japan, Kazakhstan, Macedonia, Mexico, the Russian Federation, Thailand and the United States of America.             Of these smelters, 100% are certified conformant smelters as defined by the RMAP.

 

  b.

Our suppliers used 101 different smelters located in 33 different countries for gold. These countries include Andorra, Australia, Austria, Belgium, Brazil, Canada, Chile, China, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Kyrgyzstan, Mexico, Netherlands, Poland, the Philippines, the Russian Federation, Singapore, South Africa, South Korea, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, the United Arab Emirates, the United States of America and Uzbekistan. Of these smelters, 100% are certified conformant smelters as defined by the RMAP.

 

  c.

Our suppliers used 68 different smelters located in 15 different countries for tin. These countries include Belgium, Bolivia, Brazil, China, Indonesia, Japan, Malaysia, Peru, the Philippines, Poland, Spain, Taiwan, Thailand, the United States of America and Vietnam. Of these smelters, 100% are certified conformant smelters as defined by the RMAP.

 

1 

Smelter data presented in this Report is based on the Responsible Minerals Assurance Process list of Conformant Smelters and Refiners as of April 2, 2020.

2 

RMI has begun to assess whether cobalt smelters and refiners are conformant with applicable RMAP protocols; however, the operational impacts of Covid-19 are leading to delays with some RMAP assessments. As of May 20, 2020, RMI has reported only five cobalt smelters and refiners as conformant with applicable RMAP assessment protocols and 22 cobalt smelters and refiners that are active with respect to progressing to compliance with such protocols.


  d.

Our suppliers used 40 different smelters located in 10 different countries for tungsten. These countries include Austria, Brazil, China, Germany, Japan, the Philippines, the Russian Federation, South Korea, the United States of America and Vietnam. Of these smelters, 100% are certified conformant smelters as defined by the RMAP.

 

  e.

Our suppliers used 44 different smelters located in 15 different countries for cobalt. These countries include Australia, Belgium, Canada, China, Finland, Hong Kong, Japan, Madagascar, Morocco, Norway, the Philippines, the Russian Federation, South Korea, the United States of America and Zambia. RMI has begun to assess whether cobalt smelters and refiners are conformant with applicable RMAP protocols; however, the operational impacts of Covid-19 are leading to delays with some RMAP assessments. As of May 20, 2020, RMI has reported only five cobalt smelters and refiners as conformant with applicable RMAP assessment protocols and 22 cobalt smelters and refiners that are active with respect to progressing to compliance with such protocols. Of the 44 smelters that our suppliers used, four are certified conformant smelters as defined by RMAP and 13 are active with respect to progressing to conformant status. We continue to encourage the cobalt refiners in our supply chain to participate in the RMAP process.

 

  7.

Synaptics’ reasonable country of origin inquiry is based on surveys provided by its suppliers, which report to Synaptics whether its smelters are certified as conformant smelters. Certain of Synaptics’ suppliers were unable to determine the countries of origin of the Minerals it provided to us, therefore, we are unable, at this time, to conclusively determine the countries of origin of all the Minerals used in our products.

During the Reporting Period, we conducted the due diligence efforts described in this Report to determine the mine or location of the Minerals in our products. We relied on the information provided by independent third-party audit programs, such as the RMI, to determine whether the smelters disclosed by our suppliers are conformant smelters, as defined by the RMAP.

We continue to recommend to, and put pressure on, our suppliers who had non-conformant smelters in their supply chain in calendar year 2019 to remove such non-conformant smelters from their supply chain as soon as possible and we require such suppliers to submit a plan to Synaptics detailing their efforts to either remove or replace such smelter. We also have an audit plan in place, which was created to audit the design, performance and effectiveness of our due diligence framework and due diligence measures as they relate to the Minerals.


As discussed above, where possible, Synaptics has relied on third party assurances and certifications. For example, we accept as reliable any smelter that is identified as conformant by the RMAP. To the extent that other audited supplier certifications are provided to Synaptics, Synaptics may consider reliance on such certifications on a case-by-case basis.

 

III.

Additional Due Diligence and Risk Mitigation

Synaptics periodically assesses the risk of other minerals in its products, and we update our due diligence process to address the risk of additional minerals, when appropriate. For calendar year 2019, we included cobalt as an additional Mineral for which we asked our suppliers to provide us with information, consistent with information they have provided to us in the past on conflict minerals.

We will continue to monitor our supply chain, including smelters used by our suppliers, to ensure that all smelters used by our suppliers are conformant with the RMAP. We will continue to pressure our supply chain to provide complete and accurate information regarding their smelters who provide the Minerals; continue to pressure our supply chain to either remove or replace non-conformant smelters from their own supply chain; remove from our supply chain those suppliers who continually refuse to or who are unable to provide complete information regarding their smelters; remove from our supply chain those suppliers who continue to maintain non-conformant smelters in their supply chain; and audit the results of supplier responses to the Template.

Due to the size, breadth and complexity of our supply chain, the process of successfully tracing all of the necessary Minerals used in our products back to their country of origin will require additional time and resources. Our ability to make determinations about the presence and source of origin of such Minerals in our products depends upon a number of factors including, but not limited to: (i) the respective due diligence efforts of our suppliers and their supply chain, as well as their willingness to disclose such information to us, and (ii) the ability and willingness of our supply chain to adopt the OECD Guidance and other initiatives or guidance that may develop over time with respect to responsible sourcing. The inability to obtain reliable information from any level of our supply chain could have a material impact on our ability to provide meaningful information on the presence and origin of necessary Minerals in our products’ supply chain with any reasonable degree of certainty. There can be no assurance that our suppliers will continue to cooperate with our diligence inquiries and our requests for certifications, or to provide us with the documentation or other evidence that we consider reliable in a timeframe sufficient to allow us to make a reasonable and reliable assessment following appropriate further diligence measures, as may be required.


Exhibit A

Smelters reported in Synaptics’ Supply Chain as of December 31, 2019:

 

Smelter Name    Smelter Country

8853 S.p.A.

  

Italy

A.L.M.T. Corp.

  

Japan

ACL Metais Eireli

  

Brazil

Advanced Chemical Company

  

United States of America

Aida Chemical Industries Co., Ltd.

  

Japan

Allgemeine Gold-und Silberscheideanstalt A.G.

  

Germany

Almalyk Mining and Metallurgical Complex (AMMC)

  

Uzbekistan

Alpha

  

United States of America

AngloGold Ashanti Corrego do Sitio Mineracao

  

Brazil

Argor-Heraeus S.A.

  

Switzerland

Asahi Pretec Corp.

  

Japan

Asahi Refining Canada Ltd.

  

Canada

Asahi Refining USA Inc.

  

United States of America

Asaka Riken Co., Ltd.

  

Japan

Asaka Riken Co., Ltd.

  

Japan

Asia Tungsten Products Vietnam Ltd.

  

Vietnam

AU Traders and Refiners

  

South Africa

Aurubis AG

  

Germany

Bangalore Refinery

  

India

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

  

Philippines

Boliden AB

  

Sweden

C. Hafner GmbH + Co. KG

  

Germany

CCR Refinery - Glencore Canada Corporation

  

Canada

Cendres + Metaux S.A.

  

Switzerland

Chambishi Metals, PLC

  

Zambia

Changsha South Tantalum Niobium Co., Ltd.

  

China

Chenzhou Diamond Tungsten Products Co., Ltd.

  

China

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

  

China

Chifeng Dajingzi Tin Industry Co., Ltd.

  

China

Chimet S.p.A.

  

Italy

China Tin Group Co., Ltd.

  

China

Chongyi Zhangyuan Tungsten Co., Ltd.

  

China

Complexe hydrométallurgique de Guemassa

  

Morocco

Coral Bay Nickel Corp.

  

Philippines


CV Ayi Jaya

  

Indonesia

CV Dua Sekawan

  

Indonesia

CV United Smelting

  

Indonesia

CV Venus Inti Perkasa

  

Indonesia

D Block Metals, LLC

  

United States of America

DODUCO Contacts and Refining GmbH

  

Germany

Dowa

  

Japan

Dowa

  

Japan

DS PRETECH Co., Ltd.

  

South Korea

DSC (Do Sung Corporation)

  

South Korea

Dynatec Madagascar

  

Madagascar

Dynatec Madagascar Company

  

Madagascar

Eco-System Recycling Co., Ltd.

  

Japan

EM Vinto

  

Bolivia

Emirates Gold DMCC

  

United Arab Emirates

Exotech Inc.

  

United States of America

F&X Electro-Materials Ltd.

  

China

Falconbridge Ltd.

  

Canada

Fenix Metals

  

Poland

FIR Metals & Resource Ltd.

  

China

Fort Saskatchewan Metals Facility

  

Canada

Freeport Cobalt Oy

  

Finland

Fujian Jinxin Tungsten Co., Ltd.

  

China

Gangzhou Yi Hao Umicore Industry Co.

  

China

Ganzhou Haichuang Tungsten Co., Ltd.

  

China

Ganzhou Huaxing Tungsten Products Co., Ltd.

  

China

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

  

China

Ganzhou Seadragon W & Mo Co., Ltd.

  

China

Ganzhou Tengyuan Cobalt New Material Co., Ltd.

  

China

Geib Refining Corporation

  

United States of America

Gejiu Fengming Metallurgy Chemical Plant

  

China

Gejiu Kai Meng Industry and Trade LLC

  

China

Gejiu Non-Ferrous Metal Processing Co., Ltd.

  

China

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

  

China

Gejiu Zili Mining And Metallurgy Co., Ltd.

  

China

Gem (Jiangsu) Cobalt Industry Co., Ltd.

  

China

Glencore International AG

  

Australia

Glencore Nikkelverk Refinery

  

Norway

Glencore’s Sudbury Integrated Nicek Operation

  

Canada

Global Advanced Metals Aizu

  

Japan


Global Advanced Metals Boyertown

  

United States of America

Global Tungsten & Powders Corp.

  

United States of America

Gold Refinery of Zijin Mining Group Co., Ltd.

  

China

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

  

China

Guangdong Jiana Energy Technology Co., Ltd.

  

China

Guangdong Rising Rare Metals-EO Materials Ltd.

  

China

Guangdong Xianglu Tungsten Co., Ltd.

  

China

Guangdong Zhiyuan New Material Co., Ltd.

  

China

Guangxi Jinchuan Non-Ferrous Metals Co., Ltd.

  

China

Guangxi Yinyi Advanced Material Co., Ltd.

  

China

Guanyang Guida Nonferrous Metal Smelting Plant

  

China

H.C. Starck Co., Ltd.

  

Thailand

H.C. Starck Hermsdorf GmbH

  

Germany

H.C. Starck Inc.

  

United States of America

H.C. Starck Ltd.

  

Japan

H.C. Starck Smelting GmbH & Co. KG

  

Germany

H.C. Starck Smelting GmbH & Co. KG

  

Germany

H.C. Starck Tantalum and Niobium GmbH

  

Germany

H.C. Starck Tungsten GmbH

  

Germany

HeeSung Metal Ltd.

  

South Korea

Heimerle + Meule GmbH

  

Germany

Hengyang King Xing Lifeng New Materials Co., Ltd.

  

China

Heraeus Metals Hong Kong Ltd.

  

China

Heraeus Precious Metals GmbH & Co. KG

  

Germany

Hitachi Metal

  

Japan

HuiChang Hill Tin Industry Co., Ltd.

  

China

Huichang Jinshunda Tin Co., Ltd.

  

China

Hunan Brunp Recycling Technology Co., Ltd.

  

China

Hunan Chenzhou Mining Co., Ltd.

  

China

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

  

China

Hunan Chunchang Nonferrous Metals Co., Ltd.

  

China

Hunan Zoomwe New Energy Science & Technology Co., Ltd.

  

China

Hydrometallurg, JSC

  

Russian Federation

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

  

China

Ishifuku Metal Industry Co., Ltd.

  

Japan

Istanbul Gold Refinery

  

Turkey

Italpreziosi

  

Italy

Japan Mint

  

Japan


Japan New Metals Co., Ltd.

  

Japan

Jiangsu Xiongfeng Technology Co., Ltd.

  

China

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

  

China

Jiangxi Copper Co., Ltd.

  

China

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

  

China

Jiangxi Gan Bei Tungsten Co., Ltd.

  

China

Jiangxi New Nanshan Technology Ltd.

  

China

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

  

China

Jiangxi Tuohong New Raw Material

  

China

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

  

China

Jiangxi Yaosheng Tungsten Co., Ltd.

  

China

JiuJiang JinXin Nonferrous Metals Co., Ltd.

  

China

Jiujiang Tanbre Co., Ltd.

  

China

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

  

China

JSC Kola GMK

  

Russian Federation

JSC Uralelectromed

  

Russian Federation

JX Nippon Mining & Metals Co., Ltd.

  

Japan

Kazzinc

  

Kazakhstan

KEMET Blue Metals

  

Mexico

KEMET Blue Powder

  

United States of America

Kennametal Fallon

  

United States of America

Kennametal Huntsville

  

United States of America

Kennecott Utah Copper LLC

  

United States of America

KGETS Co., Ltd.

  

South Korea

KGHM Polska Miedz Spolka Akcyjna

  

Poland

Kojima Chemicals Co., Ltd.

  

Japan

Kola Mining and Metallurgical Company

  

Russian Federation

Kola Mining and Metallurgical Company

  

Russian Federation

Korea Zinc Co., Ltd.

  

South Korea

Kyrgyzaltyn JSC

  

Kyrgyzstan

Lanzhou Jinchuan Advanced Materials Technology Co., Ltd.

  

China

L’Orfebre S.A.

  

Andorra

LSM Brasil S.A.

  

Brazil

LS-NIKKO Copper Inc.

  

South Korea

Ma’anshan Weitai Tin Co., Ltd.

  

China

Magnu’s Minerais Metais e Ligas Ltda.

  

Brazil

Malaysia Smelting Corporation (MSC)

  

Malaysia

Malipo Haiyu Tungsten Co., Ltd.

  

China


Marsam Metals

  

Brazil

Masan Tungsten Chemical LLC (MTC)

  

Vietnam

Materion

  

United States of America

Matsuda Sangyo Co., Ltd.

  

Japan

Melt Metais e Ligas S.A.

  

Brazil

Metallic Resources, Inc.

  

United States of America

Metallo Belgium N.V.

  

Belgium

Metallo Spain S.L.U.

  

Spain

Metallurgical Products India Pvt., Ltd.

  

India

Metalor Technologies (Hong Kong) Ltd.

  

China

Metalor Technologies (Singapore) Pte., Ltd.

  

Singapore

Metalor Technologies (Suzhou) Ltd.

  

China

Metalor Technologies S.A.

  

Switzerland

Metalor USA Refining Corporation

  

United States of America

Metalurgica Met-Mex Penoles S.A. De C.V.

  

Mexico

Minara Resources Pty

  

Australia

Mineracao Taboca S.A.

  

Brazil

Mineracao Taboca S.A.

  

Brazil

Minsur

  

Peru

Mitsubishi Materials Corporation

  

Japan

Mitsubishi Materials Corporation

  

Japan

Mitsui Mining and Smelting Co., Ltd.

  

Japan

Mitsui Mining and Smelting Co., Ltd.

  

Japan

MMTC-PAMP India Pvt., Ltd.

  

India

Moliren Ltd.

  

Russian Federation

Moscow Special Alloys Processing Plant

  

Russian Federation

Nadir Metal Rafineri San. Ve Tic. A.S.

  

Turkey

Niagara Refining LLC

  

United States of America

Nihon kagaku sangyo co.,Ltd

  

Japan

Nihon Material Co., Ltd.

  

Japan

Niihama Nickel and Cobalt Facility

  

Japan

Ningxia Orient Tantalum Industry Co., Ltd.

  

China

Norilsk Nickel Harjavalta Oy

  

Finland

Norilsk Nickel/Kola Mining and Metallurgical Company

  

Russian Federation

O.M. Manufacturing (Thailand) Co., Ltd.

  

Thailand

O.M. Manufacturing Philippines, Inc.

  

Philippines

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

  

Austria

Ohura Precious Metal Industry Co., Ltd.

  

Japan


OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

  

Russian Federation

OJSC Novosibirsk Refinery

  

Russian Federation

Operaciones Metalurgicas S.A.

  

Bolivia

PAMP S.A.

  

Switzerland

Philippine Chuangxin Industrial Co., Inc.

  

Philippines

Planta Recuperadora de Metales SpA

  

Chile

Power Resources Ltd.

  

Macedonia

Prioksky Plant of Non-Ferrous Metals

  

Russian Federation

PT Aneka Tambang (Persero) Tbk

  

Indonesia

PT Aries Kencana Sejahtera

  

Indonesia

PT Artha Cipta Langgeng

  

Indonesia

PT ATD Makmur Mandiri Jaya

  

Indonesia

PT Babel Inti Perkasa

  

Indonesia

PT Bangka Prima Tin

  

Indonesia

PT Bangka Serumpun

  

Indonesia

PT Bangka Tin Industry

  

Indonesia

PT Belitung Industri Sejahtera

  

Indonesia

PT Bukit Timah

  

Indonesia

PT DS Jaya Abadi

  

Indonesia

PT Inti Stania Prima

  

Indonesia

PT Menara Cipta Mulia

  

Indonesia

PT Mitra Stania Prima

  

Indonesia

PT Panca Mega Persada

  

Indonesia

PT Prima Timah Utama

  

Indonesia

PT Rajehan Ariq

  

Indonesia

PT Refined Bangka Tin

  

Indonesia

PT Sariwiguna Binasentosa

  

Indonesia

PT Stanindo Inti Perkasa

  

Indonesia

PT Sukses Inti Makmur

  

Indonesia

PT Timah Tbk Kundur

  

Indonesia

PT Timah Tbk Mentok

  

Indonesia

PT Tinindo Inter Nusa

  

Indonesia

PT Tommy Utama

  

Indonesia

PX Precinox S.A.

  

Switzerland

QuantumClean

  

United States of America

Quzhou Huayou Cobalt New Material Co., Ltd.

  

China

Rand Refinery (Pty) Ltd.

  

South Africa

Refinery Glencore Nikkelverk AS

  

Norway

Remondis PMR B.V.

  

Netherlands


Resind Industria e Comercio Ltda.

  

Brazil

Resind Industria e Comercio Ltda.

  

Brazil

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.

  

China

Rohm and Haas

  

Japan

Royal Canadian Mint

  

Canada

Rui Da Hung

  

Taiwan

SAAMP

  

France

Safimet S.p.A

  

Italy

SAXONIA Edelmetalle GmbH

  

Germany

SEMPSA Joyeria Plateria S.A.

  

Spain

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

  

China

Shaoguan Zhonghong Meta Industrial Co., Ltd

  

China

Sichuan Tianze Precious Metals Co., Ltd.

  

China

Singway Technology Co., Ltd.

  

Taiwan

SOE Shyolkovsky Factory of Secondary Precious Metals

  

Russian Federation

Soft Metais Ltda.

  

Brazil

Solar Applied Materials Technology Corp.

  

Taiwan

Solikamsk Magnesium Works OAO

  

Russian Federation

Specialty Metals Resources Ltd

  

Hong Kong

Sumitomo Metal Mining

  

Japan

Sumitomo Metal Mining Co., Ltd.

  

Japan

SungEel HiMetal Co., Ltd.

  

South Korea

SungEel HiTech Co.,Ltd.

  

South Korea

T.C.A S.p.A

  

Italy

Taganito HPAL Nickel Corp

  

Philippines

Taki Chemical Co., Ltd.

  

Japan

Tanaka Kikinzoku Kogyo K.K.

  

Japan

Tejing (Vietnam) Tungsten Co., Ltd.

  

Vietnam

Telex Metals

  

United States of America

Thai Nguyen Mining and Metallurgy Co., Ltd.

  

Vietnam

Thaisarco

  

Thailand

The Ambatovy

  

Madagascar

The Refinery of Shandong Gold Mining Co., Ltd.

  

China

Tianjin Maolian Science & Technology Co., Ltd.

  

China

Tin Technology & Refining

  

United States of America

Tokuriki Honten Co., Ltd.

  

Japan

Torecom

  

South Korea

Traxys North America, LLC

  

United States of America


Ulba Metallurgical Plant JSC

  

Kazakhstan

Umicore Brasil Ltda.

  

Brazil

Umicore Olen

  

Belgium

Umicore Precious Metals Thailand

  

Thailand

Umicore S.A. Business Unit Precious Metals Refining

  

Belgium

Unecha Refractory metals plant

  

Russian Federation

United Precious Metal Refining, Inc.

  

United States of America

Valcambi S.A.

  

Switzerland

Vale Canada

  

Canada

Western Australian Mint (T/a The Perth Mint)

  

Australia

White Solder Metalurgia e Mineracao Ltda.

  

Brazil

WIELAND Edelmetalle GmbH

  

Germany

Wolfram Bergbau und Hutten AG

  

Austria

Woltech Korea Co., Ltd.

  

South Korea

Xiamen Tungsten (H.C.) Co., Ltd.

  

China

Xiamen Tungsten Co., Ltd.

  

China

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

  

China

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

  

China

XinXing HaoRong Electronic Material Co., Ltd.

  

China

Yamakin Co., Ltd.

  

Japan

Yokohama Metal Co., Ltd.

  

Japan

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

  

China

Yunnan Tin Company Limited

  

China

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

  

China

Zhejiang Huayou Cobalt Co., Ltd.

  

China

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

  

China

SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS

This website contains forward-looking statements that are subject to the safe harbors created under the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended. Forward-looking statements give our current expectations and projections relating to our financial condition, results of operations, plans, objectives, future performance and business, and can be identified by the fact that they do not relate strictly to historical or current facts. Such forward-looking statements may include words such as "expect," "anticipate," "intend," "believe," "estimate," "plan," "target," "strategy," "continue," "may," "will," "should," variations of such words, or other words and terms of similar meaning. All forward-looking statements reflect our best judgment and are based on several factors relating to our operations and business environment, all of which are difficult to predict and many of which are beyond our control. Such factors include, but are not limited to, the risks as identified in the "Risk Factors," "Management's Discussion and Analysis of Financial Condition and Results of Operations" and "Business" sections of our Annual Report on Form 10-K for our most recent fiscal year, and other risks as identified from time to time in our Securities and Exchange Commission reports. Forward-looking statements are based on information available to us on the date hereof, and we do not have, and expressly disclaim, any obligation to publicly release any updates or any changes in our expectations, or any change in events, conditions, or circumstances on which any forward-looking statement is based. Our actual results and the timing of certain events could differ materially from the forward-looking statements. These forward-looking statements do not reflect the potential impact of any mergers, acquisitions, or other business combinations that had not been completed as of the date of this filing.