SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities and Exchange Act of 1934

 

 

Synaptics, Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

87157D109

(CUSIP Number)

September 30, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b)

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


CUSIP NO. 87157D109

 

1)

   Name of Reporting Person    Ameriprise Financial, Inc.
   S.S. or I.R.S. Identification    IRS No. 13-3180631
    

No. of Above Person

 

    

2)

   Check the Appropriate Box    (a)    
   if a Member of a Group    (b) X*

*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 

3)

  

SEC Use Only

 

    

4)

   Citizenship or Place of Organization    Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5)

   Sole Voting Power    0

6)

   Shared Voting Power    773,617

7)

   Sole Dispositive Power    0

8)

   Shared Dispositive Power    3,826,600

9)

   Aggregate Amount Beneficially   
    

Owned by Each Reporting Person

 

   3,826,600

10)

   Check if the Aggregate Amount in   
    

Row (9) Excludes Certain Shares

 

   Not Applicable

11)

   Percent of Class Represented by   
    

Amount In Row (9)

 

   11.83%

12)

  

Type of Reporting Person

 

   HC


CUSIP NO. 87157D109

 

1)

   Name of Reporting Person    Columbia Management
      Investment Advisers, LLC
   S.S. or I.R.S. Identification    IRS No. 41-1533211
    

No. of Above Person

 

    

2)

   Check the Appropriate Box    (a)    
   if a Member of a Group    (b) X*

*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 

3)

  

SEC Use Only

 

    

4)

   Citizenship or Place of Organization    Minnesota

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5)

   Sole Voting Power    0

6)

   Shared Voting Power    773,617

7)

   Sole Dispositive Power    0

8)

   Shared Dispositive Power    3,826,600

9)

   Aggregate Amount Beneficially   
    

Owned by Each Reporting Person

 

   3,826,600

10)

   Check if the Aggregate Amount in   
    

Row (9) Excludes Certain Shares

 

   Not Applicable

11)

   Percent of Class Represented by   
    

Amount In Row (9)

 

   11.83%

12)

  

Type of Reporting Person

 

   IA


1(a) Name of Issuer:

Synaptics, Inc.

 

1(b) Address of Issuer’s Principal

3120 Scott Blvd.

        Executive Offices:

Santa Clara CA 95054

 

2(a) Name of Person Filing:

(a) Ameriprise Financial, Inc. (“AFI”)

(b) Columbia Management Investment

Advisers, LLC (“CMIA”)

 

2(b) Address of Principal Business Office:

(a) Ameriprise Financial, Inc.

145 Ameriprise Financial Center

Minneapolis, MN 55474

(b) 225 Franklin St.

Boston, MA 02110

 

2(c) Citizenship:

(a) Delaware

(b) Minnesota

 

2(d) Title of Class of Securities:

Common Stock

 

2(e) Cusip Number:

87157D109

 

3 Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

 

  (a) Ameriprise Financial, Inc.

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

 

  (b) Columbia Management Investment Advisers, LLC

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

 

4 Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.

Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.

 

5 Ownership of 5% or Less of a Class: Not Applicable


6 Ownership of more than 5% on Behalf of Another Person:

Not Applicable

 

7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

AFI: See Exhibit I

 

8 Identification and Classification of Members of the Group:

Not Applicable

 

9 Notice of Dissolution of Group:

Not Applicable

 

10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 10, 2013

 

Ameriprise Financial, Inc.
By:   /s/ Martha Skinner
 

Name: Martha Skinner

Title: Director – Fund Administration – Financial Reporting

 

Columbia Management Investment

Advisers, LLC

By:   /s/ Amy Johnson
 

Name: Amy Johnson

Title: Chief Operating Officer

 

 

Contact Information
 

Martha Skinner

Director – Fund Administration – Financial Reporting

Telephone: (612) 671-7086

 


Exhibit Index

 

Exhibit I    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement
EX-99.1

Exhibit I

to

Schedule 13G

Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:

Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

EX-99.2

Exhibit II

to

Schedule 13G

Joint Filing Agreement

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated October 10, 2013 in connection with their beneficial ownership of Synaptics, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

 

Ameriprise Financial, Inc.
By:   /s/ Martha Skinner
 

Martha Skinner

Director – Fund Administration – Financial Reporting

 

Columbia Management Investment Advisers, LLC
By:   /s/ Amy Johnson
 

Amy Johnson

Chief Operating Officer                                                 

SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS

This website contains forward-looking statements that are subject to the safe harbors created under the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended. Forward-looking statements give our current expectations and projections relating to our financial condition, results of operations, plans, objectives, future performance and business, and can be identified by the fact that they do not relate strictly to historical or current facts. Such forward-looking statements may include words such as "expect," "anticipate," "intend," "believe," "estimate," "plan," "target," "strategy," "continue," "may," "will," "should," variations of such words, or other words and terms of similar meaning. All forward-looking statements reflect our best judgment and are based on several factors relating to our operations and business environment, all of which are difficult to predict and many of which are beyond our control. Such factors include, but are not limited to, the risks as identified in the "Risk Factors," "Management's Discussion and Analysis of Financial Condition and Results of Operations" and "Business" sections of our Annual Report on Form 10-K for our most recent fiscal year, and other risks as identified from time to time in our Securities and Exchange Commission reports. Forward-looking statements are based on information available to us on the date hereof, and we do not have, and expressly disclaim, any obligation to publicly release any updates or any changes in our expectations, or any change in events, conditions, or circumstances on which any forward-looking statement is based. Our actual results and the timing of certain events could differ materially from the forward-looking statements. These forward-looking statements do not reflect the potential impact of any mergers, acquisitions, or other business combinations that had not been completed as of the date of this filing.